Interim Control Room Compliance Associate
- Location
- London (Greater), South East England
- Salary
- Competitive
- Posted
- 28 Jul 2014
- Closes
- 25 Aug 2014
- Ref
- CL780490TL
- Contact
- Corinne Lennock
- Job Title
- Associate
- Practice Area
- Asset Finance, Compliance, Financial Services
- Contract Type
- Contract
- Hours
- Full Time
OUR CLIENT
One of the world’s leading investment management firms is looking for a Control Room Compliance Associate based in London.
THE ROLE
The Control Room Compliance Associate will maintain information barriers across the EMEA region as part of the legal team. The role is a nine month contract to cover maternity leave.
KEY RESPONSIBILITIES
* Liaising with the portfolio management team to understand the business flow and their intentions with respect to prospective bank loan deals
* Acting as a point of contact for bank loan arrangers who provide information on new deals
* Determining in accordance with firm policies and legal guidance what information can be passed to the portfolio management teams
* Responsible for the operation of procedures designed to ensure public information only is passed on to portfolio management where they wish to remain public on a security
* Responsible where portfolio management wish to have sight of information in private assessment, review and deletion of potentially price sensitive information from private bank loans information prior to any information being passed to portfolio management
* Maintaining records of information received, assessed and forwarded
* Ensuring that all appropriate legal/ contractual arrangements for the receipt of information are understood and completed where appropriate
* Ensuring that the firm’s restricted list and other appropriate Wall arrangements are properly maintained and updated
* Producing timely and relevant management information
ABOUT YOU
* Previous Control Room Compliance experience
* Excellent product knowledge
* Knowledge of bank loan processes
* Preference for asset management experience
* Knowledge of UK and US compliance issues and relevant regulations
* Team player with great attitude and work ethic
NEXT STEP
Please contact Corinne Lennock at Laurence Simons at corinne.lennock@laurencesimons.com or telephone 0207 645 8528 quoting ref 780490 for further details.
ABOUT LAURENCE SIMONS
Founded in 1988, Laurence Simons is a specialist international legal and compliance recruitment consultancy. With offices across 4 continents, Laurence Simons truly is an international recruiter. We cover the whole spectrum of permanent and temporary compliance positions across the financial services sector from Analysts through to Head of Compliance and Director level roles.
One of the world’s leading investment management firms is looking for a Control Room Compliance Associate based in London.
THE ROLE
The Control Room Compliance Associate will maintain information barriers across the EMEA region as part of the legal team. The role is a nine month contract to cover maternity leave.
KEY RESPONSIBILITIES
* Liaising with the portfolio management team to understand the business flow and their intentions with respect to prospective bank loan deals
* Acting as a point of contact for bank loan arrangers who provide information on new deals
* Determining in accordance with firm policies and legal guidance what information can be passed to the portfolio management teams
* Responsible for the operation of procedures designed to ensure public information only is passed on to portfolio management where they wish to remain public on a security
* Responsible where portfolio management wish to have sight of information in private assessment, review and deletion of potentially price sensitive information from private bank loans information prior to any information being passed to portfolio management
* Maintaining records of information received, assessed and forwarded
* Ensuring that all appropriate legal/ contractual arrangements for the receipt of information are understood and completed where appropriate
* Ensuring that the firm’s restricted list and other appropriate Wall arrangements are properly maintained and updated
* Producing timely and relevant management information
ABOUT YOU
* Previous Control Room Compliance experience
* Excellent product knowledge
* Knowledge of bank loan processes
* Preference for asset management experience
* Knowledge of UK and US compliance issues and relevant regulations
* Team player with great attitude and work ethic
NEXT STEP
Please contact Corinne Lennock at Laurence Simons at corinne.lennock@laurencesimons.com or telephone 0207 645 8528 quoting ref 780490 for further details.
ABOUT LAURENCE SIMONS
Founded in 1988, Laurence Simons is a specialist international legal and compliance recruitment consultancy. With offices across 4 continents, Laurence Simons truly is an international recruiter. We cover the whole spectrum of permanent and temporary compliance positions across the financial services sector from Analysts through to Head of Compliance and Director level roles.