Compliance Assistant/Monitoring Consultant - Contract
This role is to work alongside another assistant reporting into the Head of Compliance and supporting mainly with investment guideline and restriction monitoring, best execution, breaches, insider dealing, financial promotions and breaches.
My client is looking for someone with experience of guideline monitoring within asset/fund management and ideally experience of Bloomberg.
Please quote CDP1610-69 when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc. across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role.
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