Financial Promotions Compliance Manager
- Recruiter
- EJ Legal Limited
- Location
- Bristol (City Centre), City of Bristol
- Salary
- Competitive Salary
- Posted
- 16 Nov 2016
- Closes
- 14 Dec 2016
- Ref
- AM39516
- Job Title
- In House Counsel
- Practice Area
- Banking, Compliance, Regulatory
- Contract Type
- Permanent
- Hours
- Full Time
This FTSE 100 financial services company, based in Bristol, is seeking two financial promotion specialists. The Financial Promotions team deals with a broad range of matters from web articles and its contents, application forms, emails and publications, to videos, social media and podcasts.
On a day to day basis, the role will involve:
- Approval of Financial Promotions, across a variety of media, to make sure they comply with FCA rules and our own internal guidelines
- Giving detailed and constructive feedback to authors and account managers
- Providing support and guidance to the business for new product launches
- Review of peer group financial promotions
- Helping maintain and deliver policies and procedures
- Maintaining detailed records in line with regulatory requirements
The successful candidate will have strong financial promotions experience, a good level of product knowledge as well as excellent attention to detail and a genuine interest in investments.