Compliance Officer - 3 office local firm

Recruiter
Taylor Root
Location
England, Middlesex, Twickenham
Salary
Negotiable
Posted
21 Nov 2016
Closes
19 Dec 2016
Ref
HD1148090
Contact
Harvey Davies
Contract Type
Permanent
Hours
Full Time

A long established, local firm with offices in the Middlesex and Berkshire areas, is looking to appoint a Compliance Officer to oversee the firm's Compliance function on a day to day basis.

Working closely with the COLP, your day to day responsibilities will include:

  • Dealing with AML and source of funds queries.
  • Drafting the firm's annual Compliance Plan.
  • Conduct file reviews across all areas of the business and provide appropriate follow-up advice.
  • Assist the COLP with PII renewal.
  • Develop and deliver training plans in relation to key risks faced by the firm.

In order to be considered for this role you will have:

  • Extensive knowledge of the SRA Handbook with a good working knowledge of the Law Society's Conveyancing Quality Scheme.
  • Experience of undertaking file reviews.
  • Experience of designing and delivering Compliance training.

This is an excellent opportunity for someone to join a well respected firm with a strong reputation in their area and to make a true impact in Risk & Compliance.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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