Compliance Officer - 3 office local firm
- Recruiter
- Taylor Root
- Location
- England, Middlesex, Twickenham
- Salary
- Negotiable
- Posted
- 21 Nov 2016
- Closes
- 19 Dec 2016
- Ref
- HD1148090
- Contact
- Harvey Davies
- Job Title
- Risk and Compliance
- Contract Type
- Permanent
- Hours
- Full Time
A long established, local firm with offices in the Middlesex and Berkshire areas, is looking to appoint a Compliance Officer to oversee the firm's Compliance function on a day to day basis.
Working closely with the COLP, your day to day responsibilities will include:
- Dealing with AML and source of funds queries.
- Drafting the firm's annual Compliance Plan.
- Conduct file reviews across all areas of the business and provide appropriate follow-up advice.
- Assist the COLP with PII renewal.
- Develop and deliver training plans in relation to key risks faced by the firm.
In order to be considered for this role you will have:
- Extensive knowledge of the SRA Handbook with a good working knowledge of the Law Society's Conveyancing Quality Scheme.
- Experience of undertaking file reviews.
- Experience of designing and delivering Compliance training.
This is an excellent opportunity for someone to join a well respected firm with a strong reputation in their area and to make a true impact in Risk & Compliance.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.