Financial Promotions Compliance Manager

Location
Bristol (City Centre), City of Bristol
Salary
Competitive Salary
Posted
08 Feb 2017
Closes
08 Mar 2017
Ref
AM39516
Job Title
In House Counsel
Practice Area
Banking, Compliance, Regulatory
Contract Type
Permanent
Hours
Full Time

This FTSE 100 financial services company, based in Bristol, is seeking two financial promotion specialists.  The Financial Promotions team deals with a broad range of matters from web articles and its contents, application forms, emails and publications, to videos, social media and podcasts. 

On a day to day basis, the role will involve:

  • Approval of Financial Promotions, across a variety of media, to make sure they comply with FCA rules and our own internal guidelines
  • Giving detailed and constructive feedback to authors and account managers
  • Providing support and guidance to the business for new product launches
  • Review of peer group financial promotions
  • Helping maintain and deliver policies and procedures
  • Maintaining detailed records in line with regulatory requirements

The successful candidate will have strong financial promotions experience, a good level of product knowledge as well as excellent attention to detail and a genuine interest in investments.