Compliance Officer
- Recruiter
- Robert Walters Ltd
- Location
- England, London
- Salary
- Negotiable
- Posted
- 25 Apr 2017
- Closes
- 23 May 2017
- Ref
- 2578750/001
- Contact
- Adam Spencer
- Job Title
- Risk and Compliance
- Practice Area
- Compliance
- Contract Type
- Permanent
- Hours
- Full Time
The Compliance Officer will be required to undertake checks and analysis in relation to Conflicts and AML issues pertaining to new client onboarding as well as current clients and matters.
This is a broad role and with time you can expect to gain exposure to project work as well as wider general risk issues.
As a Compliance Officer you willl be required to:
- Research, analyse and conduct CDD and conflict checks for all new and existing clients and client matters across the Firm.
- Escalate complex conflicts issues to the Risk and Compliance Manager for resolution.
- Ensure that all conflicts are managed in a timely and efficient manner.
- Conduct checks, searches and analysis related to AML
- Be the point of contact for queries, feedback and progress updates to fee earners and business support staff on AML and Conflicts issues.
- Ensure that all AML enquiries are managed in a timely and efficient manner.
- Escalate complex AML issues to the Risk and Compliance Manager for resolution.
- Maintain the AML documentation and system.
If you have 6 months or more experience of working in a Law Firm Risk and Compliance team, in any capacity, please do get in contact