In-house Compliance Advisor

Recruiter
Integreon
Location
London (Central), London (Greater)
Salary
Competitive dependent on experience
Posted
19 May 2017
Closes
16 Jun 2017
PQE Level
2-4, 5-7
Contract Type
Permanent
Hours
Full Time

Our Client, a leading investment firm is looking for a compliance advisor to join their busy and collegiate team. It is an extremely broad and varied role which will involve you working with  closely with both internal and external stakeholders.

Responsibilities for the role include:

  • performing AML and KYC Checks;
  • ensuring all registrations and data protection requirements are met;
  • maintaining audit of compliance database regarding investments; and
  • liaising with both internal and external stakeholders.

This role would suit a proactive and motivated candidate who is looking to hit the ground running. You will have excellent communication skills both spoken and written. The successful candidate will ideally have worked at a financial services company and have had exposure to UCITS, FCA rules and MiFID.