Regulatory / Compliance Counsel, Investment Management
- Recruiter
- Legal Professionals
- Location
- London (Greater)
- Salary
- Dependent on experience
- Posted
- 23 Aug 2017
- Closes
- 20 Sep 2017
- Ref
- GAG15291
- Job Title
- In House Counsel
- Practice Area
- Compliance, Funds
- Contract Type
- Permanent
- Hours
- Full Time
The Client:
Boutique Private Office based in the west end with multiple offices internationally working across 6 jurisdictions. Our client specialises in providing advisory and discretionary management services in addition to a substantial Real Estate/Property investment arm, trust & fiduciary business and private office operations with >£15 Billion in AUM.
The Role:
As Regulatory / Compliance Counsel, reporting to the Head of Compliance and working closely with the legal team you will hold a pivotal role in the group. As regulatory / compliance counsel you will work with the business lines to support them on the many regulatory aspects applicable to the group.
You will be a key person to enable the business to respond to significant and ongoing regulatory change, often with important strategic and/or operational implications. This will involve;
- Analysing and assessing new regulation for the business
- Working with colleagues as regulatory / compliance counsel to identify solutions and compliant structures, and
- Advising on the regulatory implications of new business lines or group initiatives
Naturally you will support the wider compliance team as regulatory / compliance counsel and ensure;
- Internal controls are implemented
- Develop and maintain the compliance manual
- Write new policy as required, and
- Provide training and monitoring as required.
Overseas travel involved.
The Candidate:
The successful regulatory / compliance counsel candidate will be;
- A qualified lawyer in a top 50 firm or equivalent financial services investments institution
- NQ – 3 years PQE*
- Experience in regulatory law / compliance is desirable but not essential however a keen interest in financial services and regulation is necessary
Please click the apply button to be considered today.
If you are interested in being considered for this Regulatory Compliance Counsel position and would like to discuss the role before applying, please contact Grace Gibson quoting the above reference number.
*Candidates outside of this bracket will be considered if they are able to demonstrate the prerequisite experience required.
It is Legal Professionals policy, as a matter of courtesy to respond to all applications within three working days. However because of the volume of applications, we are sometimes unable to respond to individual candidates. If we have not contacted you within three working days your application has been unsuccessful and your details have not been retained. Please apply for any other position that you may see in the future. Many thanks