Compliance Officer
- Recruiter
- Pentasia
- Location
- Guildford, Surrey
- Salary
- Competitive Market Rate
- Posted
- 14 Mar 2018
- Closes
- 11 Apr 2018
- Job Title
- Risk and Compliance
- Practice Area
- Regulatory
- PQE Level
- 2-4
- Contract Type
- Permanent
- Hours
- Full Time
Ambra Recruitment are proud to be supporting a highly regarded business within professional services with the need for an experienced Compliance Officer on a permanent basis.
The opportunity is based in Guildford which is easily accessible from London, Woking, Farnham and Reigate via the rail network.
The role will involve ensuring the company is compliant with all it's business practices within the UK and International markets and the company strives for all employees to enjoy the working day through a combination of fators;
Delivering quality in everything undertaken
Securing stimulating challenging work to stretch and reward
Employing distinctive and diverse people who willingly engage, collaborate and support
Day to day duties will involve;
Acting as a first point of contact for internal risk and compliance queries
Address all areas of compliance (legal and regulatory) including conflicts, AML, Bribery Act procedures, undertakings, terms of engagement and the file audit programme.
Drafting risk and compliance procedures
Reporting issues and recommendations to senior management
Interested?
Applications will be considered from those with experience in a similar role and knowledge of the SRA handbook.