Junior Stock Market Regulator

An opportunity has arisen for a junior lawyer, paralegal or forensic accountant (trainee/newly qualified), to join the enforcement and investigation team of one of the most prestigious stock exchanges in the world. This team is responsible for the regulatory oversight and operation of three successful international stock markets. The team investigates and enforces potential non–compliance of its rule books.

Key responsibilities include:

• Assisting team in undertaking investigations including research, analysis and collating evidence.
• Preparation of internal reports and monitoring of statistics.
• Leading complaints responses.

The ideal candidate will have a legal or accounting degree and an interest in financial services regulation and most importantly building a career in regulation. You will receive full training so prior knowledge or experience in stock markets or regulations is not necessary however you will need to demonstrate you are a confident and enthusiastic individual able to deal with senior individual and have a keen interest in developing a career in this sector. Please note that, if you are a paralegal, no training contract will be provided.

As part of EJ Legal’s candidate registration and care process all successful applications are responded to within 14 working days. If you have not been contacted within this timescale your application has been unsuccessful on this occasion. We may keep your details on our system on a confidential basis for future opportunities. If you would prefer us not to do this, please let us know.