Compliance Manager
- Recruiter
- Michael Page Legal
- Location
- England, Tyne and Wear, Newcastle upon Tyne
- Salary
- £30000 - £40000 per annum
- Posted
- 06 Jul 2018
- Closes
- 03 Aug 2018
- Ref
- 13934998/001
- Contact
- Stacey Dow
- Job Title
- Risk and Compliance
- Practice Area
- Compliance
- Contract Type
- Temporary
- Hours
- Full Time
Compliance Manager - Newcastle upon Tyne
The role is regarded as independent of operational management and the successful candidate will demonstrate objectivity and balance when reviewing and evaluating compliance, risk and quality matters.
Client Details
Compliance Manager - Newcastle upon Tyne
A transatlantic law firm ranked in the Top 100 globally, and Top 20 in the UK.
Description
Compliance Manager - Newcastle upon Tyne
Legal
Skills and Responsibilities but not limited to:
- responsible for the general operation of the Compliance Programme and its related activities to prevent fraudulent, unethical or improper conduct
- provide compliance advice and consultancy activities to ensure that key trends are identified and resolved effectively;
- ensure full compliance and excellent client service to support the delivery firm's objectives and regulatory obligations;
- assist the Compliance Director with the handling of client complaints and claims as required; and,
- liaise with the LLP's internal audit team and external consultants as required
- ensure that the firms commitment to treating customers fairly is at the heart of all audit and developmental activities.
Profile
The successful candidate:
A self starter who is professional and diligent.
- Good working knowledge of the FCA Handbook
- Principles of Business
- Client Asset Rules
- Data Protection
- AML / KYC
- ICA certificate an advantage
Job Offer
Competitive salary plus working from home being an option for the right candidate.