Stock Exchange Regulatory - Investigation and Enforcement
- Recruiter
- Taylor Root
- Location
- England, London, City of London
- Salary
- Negotiable
- Posted
- 23 Jul 2018
- Closes
- 03 Aug 2018
- Ref
- TEV - 1021682
- Contact
- Tom Evans
- Job Title
- In House Counsel
- Practice Area
- Capital Markets, Financial Services, Regulatory
- Contract Type
- Permanent
- Hours
- Full Time
The role will involve providing regulatory oversight to a number of exchanges, and investigating and enforcing against any non-compliance. As such, the day-to-day responsibilities will include:
- running investigations and preparing outcomes, developing specific skills and taking on more complex cases over time;
- providing legal research, analysis, and evidence gathering support to the team;
- drafting internal reports, monitoring statistics, and leading responses on any complaints.
Therefore, as the successful candidate you will need to be able to demonstrate the following:
- a relevant legal/accounting or finance qualification, or demonstrable experience of investigatory work; and
- an interest in developing further knowledge of the regulatory and financial services landscape.
If you are interested in the role, please apply online, or get in touch with Tom Evans at Taylor Root at
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.