Investment Management Legal and Compliance Assistant Manager

Location
England, London
Salary
£60000 - £70000 per annum
Posted
31 Jul 2018
Closes
28 Aug 2018
Ref
13941410/001
Contact
Nellie Russell
Job Title
Paralegal
Practice Area
Asset Finance
PQE Level
NQ
Contract Type
Permanent
Hours
Full Time

An excellent opportunity to build a career in-house.

Client Details

A Global Investment Firm in London

Description

Draft technical advice to Senior Management on laws and regulations applicable to all entities (UK, Ireland, Switzerland, Bermuda, The Netherlands and Belgium) and in particular UCITS Regulations and AIFMD.

Draft, negotiate and review complex investment related agreements, for example:

  • ISDA Master Agreements, including under Umbrella structures
  • Credit Support Annex
  • Investment Management Agreements
  • Listed Derivatives Agreements
  • Brokerage Agreements
  • Custodian Agreements
  • Prospectuses and KIIDs
  • Administration Agreements
  • Depositary Agreements
  • Trust Deed

Draft, negotiate and review other agreements such as outsourcing agreements, confidentiality agreements, services providers' agreements, investment research agreements, licence agreements and other general commercial agreements, finance documentation, intra-group company loans, revolving credit facilities, Trust Agreements for s144 Trusts etc.

Review and provide advice on pooled vehicles' prospectuses and documentation.

Assist with regular reviews of the agreements in place and documents register to identify conflicts and required updates/amendments.

Deputise for the Investment Management Legal and Compliance Manager to prepare Board Papers and advice in relation to investments for all MS Amlin entities, for example:

  • Appointment of new signatories
  • Investment Frameworks

Profile

A bright and engaging Paralegal with 3 - 5 years experience working in-house; Funds, investment and compliance expertise preferred.

Job Offer

£60 - £70k salary. Permanent role.