Compliance & Operations Assistant

Experience of working within Financial Services?

Experience of working within compliance and contract administration?

Client Details

This company based in Godalming provide a number of financial services to their clients.

Description

The Compliance & Operations Assistant position will have the following responsibilities:

Providing administrative support to the Head of Operations
Checking compliance is within FCA regulations and Data protection policies
Ongoing monitoring of client facing staff activities including CPD and training requirements
Contract checking
DD paperwork completion
Record keeping
Processing Gabriel and other returns
Liaison with external advisors
Policy drafting/review/amendments
Drafting contracts and legal documents
Drafting, reviews and negotiation where appropriate (client and supplier)
Supplier contract tracking
Tender and Proposal coordination and drafting

Profile

The successful candidate for the Compliance & Operations Assistant will need to have the following skills and experience:

Previous experience of working within a financial services company to understand the compliance and regulations required
Excellent administrative and Word processing skills
Strong communication skills
Be able to work towards deadlines

Job Offer

This is a Permanent position offering a competitive salary and benefits packages.

There is parking available on site.