Regulation & Compliance Manager

Join an international accountancy firm based in Surrey, this role offers a great work/life balance and a broad scope. Covering regulatory compliance, data protection, anti-bribery, ethics, due diligence and FATCA.

Client Details

This Regulatory and Compliance Manager role supports an international accountancy business, this role support the UK practice, the business employs 225 people in this region.

The role is based in Surrey.

Description

This Regulatory and Compliance Manager role involves:

Supporting the Compliance Partner and Director of F&A on, and undertaking reviews of, matters included within in the ICAEW Annual Returns

Preparation of the ICAEW Annual Returns

Liaising with ICAEW throughout the year

Act as a sounding board on regulatory questions that arise

Acting as a first line of approach for partners and staff on queries on client take on procedures and other regulatory matters

Overseeing client money transactions to ensure compliance with regulatory guidelines

Oversee annual visit by ICAEW re completion of regulatory forms (for instance, application to renew Probate Licence)

Act as a central conduit for queries from overseas offices on regulation matters

Overseeing the firm's responsibilities relating to FATCA, CRS and HMRC generally

Assist in designing and running anti-money laundering/Criminal Finances Act/Bribery Act training

Act as initial contact point regarding queries on the Firm's client engagement letters and terms and conditions

Act as lead for the GDPR agenda of the Firm, including;

• Identify and evaluate the Firm's data processing activities

• Monitor data management procedures and compliance within the company

• Ensure all queries from data subjects are addressed within legal timeframes (e. delete their information from our databases)

• Offer consultation on how to deal with privacy breaches

• Arrange for training on GDPR compliance for employees

• Follow up with changes in law and issue recommendations to ensure compliance

Profile

This Regulatory and Compliance Manager role requires:

Compliance experience, including experience in a general compliance role covering core areas of corporate compliance (including: anti-bribery, AML, data protection and due diligence)

Able to manage a diverse and often conflicting workload

• Professional manner and able to act as ambassador for the firm

• Able to work on own initiative

• Able to identify and act upon priorities and deadlines

• Discreet and able to deal with sensitive information

• IT Literate

• Fine eye for detail

Job Offer

Please enquire for more information