Interim Compliance Lawyer

England, London, City of London
£500 - £800 per day
29 Apr 2021
27 May 2021
JN -042021-180001
Hayley Alfreds
Job Title
PQE Level
10+, 8-10
Contract Type
Full Time
Our client - a Global Investment Management Company is seeking a Qualified Lawyer who has extensive experience working on Compliance & Regulatory matters. This interim opportunity is to start ASAP and will be for a period of 3-4 months (operating remotely).

Suitable candidates must be Qualified Lawyers and have experience with US (principally SEC investment adviser) asset management regulatory/compliance.

The role will focus on developing the compliance frameworks as well as;
-Supporting consideration and development of research sharing arrangements between UK and US
-Supporting development of oversight frameworks around the trading function
-Supporting development of branding/marketing materials
-Supporting the development of the compliance monitoring and/or surveillance programmes if/as required
-Developing compliance MI and governance reporting for the new entity

Further details:
-Candidates must be familiar with designing compliance programmes, policies, procedures, etc
-Some experience of working in an FCA environment (or with global firms with both UK and US operations) is preferred.

-Need to be a self-starter and to be able to work without the need for constant supervision.
-Needs to be able to successfully influence business colleagues whilst also showing compliance knowledge and would regularly attend and represent compliance at project workstreams.
-Ideally some experience in supporting the start-up of a new regulated business (in the US)

If you feel you have the necessary skills and experience please apply.

Key Words: Compliance, Regulatory, Legal, Interim, London, Investment Management, Asset Management, Financial Services, Compliance, Lawyer

Badenoch + Clark acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. Badenoch + Clark UK is an Equal Opportunities Employer.

By applying for this role your details will be submitted to Badenoch + Clark. Our Candidate Privacy Information Statement explains how we will use your information - please copy and paste the following link in to your browser: /en-gb/candidate-privacy

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