Regulatory Legal Counsel VP Private Banking London

Location
London (City of), London (Greater)
Salary
Competitive Salary
Posted
07 Oct 2021
Closes
04 Nov 2021
Job Title
In House Counsel
PQE Level
10+, 5-7, 8-10
Contract Type
Permanent
Hours
Full Time

The Role:

• Providing advice and support on regulatory matters impacting the full suite of products and services offered by the PB’s investments business

• Supporting with the following applicable regulations including MIFID, PRIIPS, BRRD, SFTR and MAR • Acting as an escalation point for Business Risk and Compliance when it comes to providing cross border advice to the business

• Working collaboratively with the wider Legal function, other infrastructure teams and the PB business to assist with the development of new products and services

• Providing support to the PB business’s digital agenda

• Delivering updates on relevant legal, regulatory and governance matters to senior management within Legal and the PB business • Providing transaction support to the investments business

• Drafting, maintaining and updating standard form documents, templates and practice notes and assisting driving policy and guideline formulation

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