Regulatory Legal Counsel VP Private Banking London

London (City of), London (Greater)
Competitive Salary
07 Oct 2021
04 Nov 2021
Job Title
In House Counsel
PQE Level
10+, 5-7, 8-10
Contract Type
Full Time

The Role:

• Providing advice and support on regulatory matters impacting the full suite of products and services offered by the PB’s investments business

• Supporting with the following applicable regulations including MIFID, PRIIPS, BRRD, SFTR and MAR • Acting as an escalation point for Business Risk and Compliance when it comes to providing cross border advice to the business

• Working collaboratively with the wider Legal function, other infrastructure teams and the PB business to assist with the development of new products and services

• Providing support to the PB business’s digital agenda

• Delivering updates on relevant legal, regulatory and governance matters to senior management within Legal and the PB business • Providing transaction support to the investments business

• Drafting, maintaining and updating standard form documents, templates and practice notes and assisting driving policy and guideline formulation

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