Regulatory Legal Counsel VP Private Banking London
- Recruiter
- BRUIN Financial
- Location
- London (City of), London (Greater)
- Salary
- Competitive Salary
- Posted
- 07 Oct 2021
- Closes
- 04 Nov 2021
- Job Title
- In House Counsel
- Practice Area
- Banking, Financial Services, Trusts/Investments/Funds
- Contract Type
- Permanent
- Hours
- Full Time
The Role:
• Providing advice and support on regulatory matters impacting the full suite of products and services offered by the PB’s investments business
• Supporting with the following applicable regulations including MIFID, PRIIPS, BRRD, SFTR and MAR • Acting as an escalation point for Business Risk and Compliance when it comes to providing cross border advice to the business
• Working collaboratively with the wider Legal function, other infrastructure teams and the PB business to assist with the development of new products and services
• Providing support to the PB business’s digital agenda
• Delivering updates on relevant legal, regulatory and governance matters to senior management within Legal and the PB business • Providing transaction support to the investments business
• Drafting, maintaining and updating standard form documents, templates and practice notes and assisting driving policy and guideline formulation