Compliance Manager

Taylor Root
England, Bedfordshire, Luton
£50000 - £60000 per annum
18 Nov 2021
16 Dec 2021
Brogan McDougall
Practice Area
PQE Level
Contract Type
Full Time

A law firm based in Bedfordshire are looking for an experienced Risk & Compliance hire to join their firm, to assist the Director in establishing a compliance function. This person will be responsible for overseeing compliance for the firm.

Responsibilities include:

  • To keep up-to-date with all relevant regulatory and compliance developments and to monitor all actual and potential compliance risks to the Firm.
  • To manage/supervise compliance staff, answering AML queries and to escalate high risk issues and suspicious activity to the Head of Risk and Compliance and/or MLRO as and when appropriate
  • Assisting with investigation
  • Reviewing GDPR for the firm and managing data protection issues
  • Assisting with file reviews
  • Supporting with the management of the firms accreditations (CQS, Lexcel, ISO27001)

The ideal candidate will have 3-5 years compliance experience from a law firm / could be a Practice Manager with experience in compliance.

Please get in touch if you'd like further detail.

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