SVP Compliance Manager
- Recruiter
- CLARC Recruitment
- Location
- England, London
- Salary
- Negotiable
- Posted
- 09 Sep 2022
- Closes
- 07 Oct 2022
- Ref
- BBBH235
- Contact
- Darren Ruskin
- Job Title
- Risk and Compliance
- Practice Area
- Banking, Capital Markets
- Contract Type
- Contract
- Hours
- Full Time
An expanding international bank are looking to recruit a SVP Compliance Manager to join their business to work closely with the Head of Department to ensure delivery of workplans, monitoring and tracking, escalations and contributing to a strong compliance culture.
Main Responsibilities
- Provide people and technical leadership across Core Compliance, Compliance Advisory, and Compliance Monitoring.
- Provide strong leadership in the planning, scheduling and the output of risk-based compliance monitoring reviews appropriate to the risk-assessment of the business proposition and current regulatory and industry thinking.
- Assist Wholesale, Corporate and Retail Banking with management of regulatory risks including, determine the compliance risk management mechanism of the department, identify, assess and regularly report to the Head of Legal and Compliance any compliance risks, with recommendations on measures that can be taken to mitigate these risks.
- Take responsibility for the design and implementation of compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation and embed these within the Bank
- Respond to requests for advice from business units, support departments and branch offices and provide the appropriate level of support to resolve the matter being referred
Job Requirements:
- Degree educated and/or Compliance related qualification
- Significant compliance experience in the financial services industry
- Ability to interact and influence at all levels including Board members
The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.
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