Compliance Analyst

England, London, City of London
06 Jan 2023
03 Feb 2023
Darren Ruskin
Contract Type
Full Time

An International Commercial Bank specialising in Trade Finance are looking to recruit a Compliance Analyst to help manage key elements of the compliance program and support the compliance team's further development and implementation of the regulatory compliance platform.

Main Responsibilities:

  • Manage compliance monitoring process and recommend and implement changes to keep program current
  • Support drafting of various compliance risk assessments and completion of risk reviews and also in relation to financial crime
  • Contribute to the development and drafting of compliance policies and procedures, including as a result of new UK and European regulations, and implement new compliance plans
  • Prepare research and analysis on upcoming regulatory changes, make recommendations for action and potentially become the point person on specific regulatory areas
  • Oversee testing including on restricted lists, information barriers, market abuse and best execution
  • Manage the annual review process for senior managers and certified staff under SMCR
  • Complete regulatory application forms, notifications and preparation of period regulatory reporting

Job Requirements:

  • At least 3 years Credit experience from a similar Banking environment
  • Degree educated (preferably law, banking or finance) or professional qualification
  • Knowledge of UK and EU compliance requirements, including rules and guidance in the FCA Handbook and the various relevant EU regulations and directives
  • Excellent communication skills, both written and oral.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application