Compliance Officer - FINRA Registered - Part Time

We are exclusively recruiting for a Corporate Finance business looking to hire a part-time Compliance Officer to work with them on a consultancy basis one day a week. The individual must, as a bare minimum, have Series 7 & 24 registration already in place with FINRA.

The business is a very friendly working environment which will work alongside the UK Compliance Officer and other senior management.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.