Compliance Officer

ensuring organisational and business processes comply with government regulations.

Client Details

My client is a publicly listed company

Description

• Assisting with delivery of all aspects of the Compliance Monitoring Plan
• Identifying and analysing potential risks to the firm and preparing written reports for the Head of Compliance and relevant business stakeholders, including details of findings and agreed remedial actions
• Monitor the progress and completion of remedial actions as a result of Compliance Monitoring review findings
• Prepare information for senior management and the Risk and Compliance Committee
• Providing general Compliance advice to business stakeholders where required
• Ad-hoc duties as required

Profile

Previous experience in Compliance or Internal Auditing Knowledge and experience of a similar wholesale, retail or professional services firm Relevant regulatory knowledge including some of the following: COBS, CASS, SYSC, MAR, LSE and other rules, MiFID II, HMRC ISA Rules, JMLSG. Ability to learn quickly and solve problems Strong communication skills Experience of producing written reports.

Job Offer

Competitive Salary

Excellent benefits package

Excellent company culture