Assistant Compliance Manager - Private Equity

England, London
£60000 - £80000 per annum + + Benefits & Bonus
16 Jan 2023
13 Feb 2023
Chris Clarke
Practice Area
Contract Type
Full Time

A leading Private Equity firm is looking for an Assistant Compliance Manager to join their business in a generalist role that will offer a vast range of exposure. The perfect opportunity for an individual with 2-3 years compliance experience looking for that step up in duties & responsibilities. The company would ideally want this individual to study for relevant Compliance exams, if not already completed and these will be fully supported by the company.

Main Responsibilities

  • Responsible for day-to-day compliance activities and meeting all compliance deadlines.
  • Perform regular compliance monitoring to ensure adherence to compliance manual and best practice.
  • Liaise with specialist compliance advisers.
  • Prepare all UK FCA submissions, notifications and non financial reporting.
  • Assist finance department in preparation and review of FCA periodic financial reporting where appropriate.
  • Undertake other regulatory reporting worldwide.
  • Assist financial controller in US compliance activities.
  • Perform specialist compliance activities including FATCA, CRS and investment AML responsibilities.
  • Make UK company secretarial submissions, including annual returns and changes to management.

Job Requirements:

  • At least 2 years generalist Compliance experience, ideally from within a similar Private Equity business or the broader Investment Management industry.
  • Degree educated with a keen interest in studying for relevant Compliance qualifications.
  • Dynamic individual with excellent verbal & written communication skills.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.