Regulatory Lawyer, Asset Management

Fry and Brown
West End, London
Dependant on experience
13 Jun 2024
11 Jul 2024
Job Title
In House Counsel
PQE Level
5-7, 8-10
Contract Type
Full Time

A recently created, but rapidly expanding financial services organisation is looking to hire a senior regulatory lawyer to compliment the existing legal department.  Our client is an end to end solutions provider for the asset management industry and offers financial planning, asset management and settlement and custody services and this person will take to lead on regulatory matters within that space. This will include looking at terms and conditions, client agreements, cross company guarantees and dealing with advice and queries that come into the legal team. There is also a requirement to work with the business assess how support is provided on a longer term basis and therefore there is an option for this to become a permanent position.

To be considered for this position you need to have at least 5 years of regulatory law experience, either from private practice or in a similar financial services company. Settlements and custody experience is essential with any funds experience being beneficial. They need someone who is up for a challenge and wants to own the regulatory legal piece. This is a very exciting time to join a company with a start-up vibe which has doubled in size in the last year and is continuing to grow.

Ref: 10553

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